Compliance Officer Course (Micro-credential)
Strategi Institute Limited
Check out Fees Free to see whether you are eligible for a year of fees-free study or two years industry training. Contact your provider to confirm your study options meet the criteria.
Applicants must be a New Zealand citizen or resident, currently employed as a compliance officer or wanting to become a compliance officer, and be 16 years of age or older, with a minimum of NCEA Level 1 in English, as all tuition is conducted in English.
About the course
What can I expect out of this qualification?
The purpose of this micro-credential is to provide people who intend to become, or have already been appointed, the compliance officer for a financial advice provider (FAP), with the knowledge, competency, and skill to do their job. This micro-credential is designed to improve businesses through the training of staff to fulfill the compliance officer function within an entity that is a FAP, as defined under the Financial Services Legislation Amendment Act 2019. The outcome of this training is a compliance officer who can ensure the FAP meets its regulatory obligations. Graduates will be capable of working within a FAP under the supervision of the CEO and Board.
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See additional information
This information comes from Generosity New Zealand. For more scholarships, search their givME database (formerly called BreakOut) via your college, university or local library website.
NZQA supplies course information based on material from the provider.
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