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Compliance Officer Course (Micro-credential)

Strategi Institute Limited

Subject area

Quality Management

Qualification

Check out Fees Free to see whether you are eligible for a year of fees-free study or two years industry training. Contact your provider to confirm your study options meet the criteria.

Entry requirements

Applicants must be a New Zealand citizen or resident, currently employed as a compliance officer or wanting to become a compliance officer, and be 16 years of age or older, with a minimum of NCEA Level 1 in English, as all tuition is conducted in English.

About the course

What can I expect out of this qualification?

The purpose of this micro-credential is to provide people who intend to become, or have already been appointed, the compliance officer for a financial advice provider (FAP), with the knowledge, competency, and skill to do their job. This micro-credential is designed to improve businesses through the training of staff to fulfill the compliance officer function within an entity that is a FAP, as defined under the Financial Services Legislation Amendment Act 2019. The outcome of this training is a compliance officer who can ensure the FAP meets its regulatory obligations. Graduates will be capable of working within a FAP under the supervision of the CEO and Board.

Scholarship information

Examples of related scholarships

AUT Accommodation Scholarship - Disability, Deaf or Rainbow

Provided by:

Auckland University of Technology

Website:

http://www.aut.ac.nz/scholarships

Value:

See additional information

Read more

Te Āhuru Mayoral Drive Accommodation Scholarship - NZ Māori Students 2022

Provided by:

Auckland University of Technology

Website:

http://www.aut.ac.nz/scholarships

Value:

Full rental rebate Semester 2 2022

Read more

This information comes from Generosity New Zealand. For more scholarships, search their givME database (formerly called BreakOut) via your college, university or local library website.

Contact details

Main Campus Office

Phone: (09) 414 1300
Fax: (09) 442 5098
Email: daniel.relf@strategi.co.nz
Web: http://www.strategi.co.nz

Please contact the provider for details of where this qualification is offered.

Sources

NZQA supplies course information based on material from the provider.

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